Nichaphat Thongthaeng

IInvestment operations professional with 7+ years of experience in offshore securities execution, settlement, and client onboarding. Skilled in coordinating with custodians, fund managers, and counterparties, while working closely with internal teams to ensure accurate, timely, and compliant operations. Recognized for strong attention to detail, proactive problem-solving, and a collaborative approach, with experience in streamlining workflows and strengthening controls to minimize errors and operational risks.

1. Client Onboarding

Supported institutional client onboarding for SG accounts, providing documentation guidance and Investor ID setup across markets including HK-China Stock Connect and Korea.

2) Trade Execution Support

Supported day-to-day execution across equities and bonds (both on-exchange and OTC).

Coordinated with regional execution desks and brokers to confirm trade details, manage deal flow, and handle client-specific instructions.

Verified trade confirmations and ensured smooth communication between front office and clients.

3) Settlement & Post-Trade Operations

Liaised with custodians, brokers, SG middle office, and SG settlement office to facilitate DVP/FOP settlement and resolve exceptions.

Handled non-standard requests such as net-off, early/late delivery, and cross-border cash movements.

NIDA Business School | Class of 2023

MSc in Corporate Finance, Investment, and Risk Management